WEALTH MANAGEMENT TRADING ANALYST GREEN BAY, WI, US 30+ days ago

Nicolet National Bank is seeking a Wealth Management Trading Analyst in Green Bay, WI. The role involves managing daily trading workflows, implementing investment decisions, and enhancing trading systems. Candidates should have strong investment knowledge and thrive in a collaborative environment. The position emphasizes compliance with laws and policies, as well as diversity and inclusion in the workplace. The bank values employee growth and community impact.
About the position

At Nicolet National Bank, our culture is based on the principles of community banking, putting the needs of our customers at the forefront of our decision-making. Our Core Values drive everything we do, and we are committed to serving our customers with excellence. We believe that every job in our organization is critical to our success, and we are dedicated to creating a work environment where our employees feel valued, respected, and supported. With locations in Wisconsin, Michigan, Minnesota, and Florida, we are proud to service our local communities and make a positive impact on the lives of our customers. At Nicolet National Bank, we believe that our people are our most valuable asset, and we are committed to investing in their growth and development. The Wealth Management Trading Analyst will have sound investment knowledge and thrive in a semi-autonomous and entrepreneurial environment while maintaining strong relationships with colleagues and vendors. The individual will be responsible for a variety of RIA operational tasks including trading, reporting, and system integrations. As a Wealth Management Trading Analyst, you will review and process daily trading workflow with a high degree of accuracy, implement investment decisions, and rebalance client accounts according to changes in asset allocation or individual client needs and objectives. You will facilitate and monitor the daily trade file transmission, receipt, and acknowledgements processes, and work directly with various technology partners to analyze and enhance our suite of programs for trading, reporting, and other functions of the wealth management unit. Additionally, you will develop written procedures when new products are introduced or system changes are implemented, and work on various department projects as needed. Upholding Nicolet's philosophy and policies by maintaining appropriate controls to ensure full compliance with applicable laws and regulations is essential, thereby fulfilling legal responsibilities and enhancing the quality of Nicolet. You will also need to understand the value of diversity within the workplace and work successfully with others without regard to age, gender, race, sexual orientation, ethnicity, culture, religion, disability status, socioeconomic status, or other non-job-related classification. A commitment to Nicolet's policies on equal employment opportunities and non-discrimination with a willingness to pursue efforts of inclusion and respect toward different perspectives is expected. Finally, you will perform all other duties as assigned.

Responsibilities
• Review and process daily trading workflow with a high degree of accuracy.
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• Implement investment decisions and rebalance client accounts according to changes in asset allocation or individual client needs and objectives.
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• Facilitate and monitor the daily trade file transmission, receipt and acknowledgements processes.
,
• Work directly with various technology partners to analyze and enhance our suite of programs for trading, reporting, and other functions of the wealth management unit.
,
• Develop written procedures when new products are introduced, or system changes are implemented.
,
• Work on various department projects as needed.
,
• Uphold Nicolet's philosophy and policies by maintaining appropriate controls to ensure full compliance with applicable laws and regulations.
,
• Understand the value of diversity within the workplace and work successfully with others without regard to age, gender, race, sexual orientation, ethnicity, culture, religion, disability status, socioeconomic status or other non-job-related classification.

Requirements
• Bachelor's degree in Business, Finance or related field or equivalent work experience.
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• Series 7 licensed preferred.
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• 1-3 years of financial services experience.

Nice-to-haves

Benefits